SME Securities Corporation (SMES) is a Vietnam-based provider of investment services. It offers securities brokerage services and investment advice for individual and institutional clients, as well as underwriting services, custody services, share auction services and shareholder management services. The Company also provides financial advisory services for corporate events, such as equitizations, bond and equity offerings, financial restructurings and mergers and acquisitions (M&As). In addition, it is involved in securities trading. During the year ended December 31, 2010 securities trading and the provision of securities brokerage services accounted for 42.43% of the Company's total revenue.

Business sector

  • Securities brokerage service;
  • Securities trading;
  • Securities investment and financial advisory;
  • Securities depository service;
  • Securities underwriting service;


Date of incorporation 22/12/2006
Certificate of registration number 0103015182
Date of issue 19/03/2008
Capital 225,000,000,000
Tax Code
Sectors & Industries >

  • SME Securities Corporation (SME Securities) was established in 2006 with initial charter capital of VND 51 billion.
  • In 2007, charter capital was adjusted to VND 150 billion.
  • On Apr 07, 2010, the company’s shares were officially listed on the Ha Noi Stock Exchange.
  • Its current charter capital is VND 225 billion.
  • On Sept 26, 2012, HNX officially admitted the delisting of SME because the company violated severely the information disclosure regulations applied to listed companies. Last trading day on HNX:  25/10/2012

Listing information

Date of listing 19/03/2008
Stock exchange OTC
Par Value 10,000
Initial Listing Price
Listing Volume 22,500,000
Total Listing Value 225,000,000,000

Management team

Phan Huy Chí Chairman of the Board of Directors
Phạm Minh Tuấn Members of the Board
Nguyễn Quốc Đạt Members of the Board
Lương Trường Giang Members of the Board
Phạm Hồng Sơn Members of the Board
Nguyễn Thị Hải Yến Board of internal controllers
Phan Thị Minh Giang Member of the Board of Internal controllers
Lê Thị Minh Member of the Board of Internal controllers
Phan Huy Chí Chief of Executive Officer
Dương Quốc Tuấn Chief Accountant
Hoàng Trọng Thạch Representative Spokesman