CII: Convertible bond right issue for existing shareholders; 1st Payment of 2022 Cash dividend

Viet Nam Securities Depository and Clearing Corporation (VSDC) – Hochiminh Branch would like to announce the record date as follows:

1. Convertible bond right issue for existing shareholders.
- Right code: MIRCII231;
- ISIN code: VNMIRCII2316;
(Effective date of code allocation: 26/10/2023; effective date of code cancellation: 20/11/2023)
- Planned quantity of issued shares: 28,401,951 bonds
- Issue price: 100,000 VND per bond
- Execution rate: 10:1 (shareholders are entitled to 1 right for each share that they own and to buy 1 new share for every 10 rights).
- Principle of rounding, handling fractional shares, unsubscribed shares:
+ Principle of rounding, handling fractional shares, A plan for handling unsold bonds (if any): To ensure that the quantity of issued bonds does not exceed the authorized limit, the number of bonds issued to existing shareholders will be rounded down to the nearest whole unit
Example: 
Shareholder A who owns 61 CII shares will receive (61x1):10=6.10 bonds. Hence, Shareholder A is allowed to buy 6 bonds.
The remaining bonds after the expiration of the issuance period for existing shareholders will be offered for sale to the employees of the Issuer, under equivalent terms and conditions as the offering to existing shareholders. Employees of the Issuer who wish to purchase bonds must complete the payment within 20 (twenty) working days from the expiration date of the payment deadline for existing shareholders.
- Regulations on rights transfer:
+ Time period for right transfer: from 26/10/2023 to 09/11/2023.
+ Purchase right can be transferred once only.
- Regulations on subscribed shares to buy bonds:
+ Time period for subscription and payment: from 26/10/2023 to 15/11/2023.
+ Subscribed shares are common shares and freely transferable.
- Place for implementation:
+ The holders whose shares have been deposited have to make transfer of purchase right, subscription and payment at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will completing the right transfer, subscription and payment procedures at Ho Chi Minh City Infrastructure Investment Joint Stock Company (12nd level, 152 Dien Bien Phu, ward 25, District Binh Thanh, Hochiminh city) in working days. IDs, Business registration (for institutions) are required.
- Information on blockade account for subscription:
+ Account holder: CTCP Đầu tư Hạ tầng Kỹ thuật TP. Hồ Chí Minh
+ Account number: 11427979
+ Account opening place: VPbank (Vietnam Prosperity Joint Stock Commercial Bank)
- The schedule for Depository members (DMs) to carry out the subscription procedures withViet Nam Securities Depository and Clearing Corporation (VSDC) – Hochiminh Branch is provided in the attached information.
2. Payment of 2022 Cash dividend
- Execution rate: 4% per share (Owning 1 share receives 400 VND)
- Payment time: 03/01/2024
- Payment place:
+ The holders whose shares have been deposited will receive dividend at the depository member where they opened depository account.
+ The holders whose shares have not been deposited will will completing the dividend reception procedures at Ho Chi Minh City Infrastructure Investment Joint Stock Company (12nd level, 152 Dien Bien Phu, ward 25, District Binh Thanh, Hochiminh city) in working days starting from 03/01/2024. IDs, Business registration (for institutions) are required.
- Information on blockade account for buying bonds:
+ Account holder: CTCP Đầu tư Hạ tầng Kỹ thuật TP. Hồ Chí Minh
+ Account number: 11427979
+ Account opening place: VPbank (Vietnam Prosperity Joint Stock Commercial Bank)
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSDC with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSDC’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, VSDC's members are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 10.30 am, 18/10/2023
If DMs do not send confirmation document by the above deadline, VSDC will consider the list provided to DMs and direct account holding members by VSDC accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 3 working days from the date on the notice.