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DZM: Maintain stock under alert, move to supervision and remain trading suspension status

09/10/2023
On 5/10/2023, HNX announces that the following stock will maintain to be under alert, being put under supervision, and remaining suspended status from trading as follows:
-       Issuer: Dzi An Mechanoelectric Joint Stock Company
-       Stock code: DZM
-       Securities type: common stock
* Maintain to be under alert status:
-       Reason: The company did not hold AGM 2023 (more than 6 months from the end of fiscal year); The undistributed profit after tax at 31/12/2021 was negative; The auditor has a Qualified opinion for the company's FS.
-       Applicable regulation: Clause b, c and d, Point 1, Article 37 Regulation on Listing and Trading securities attached to Decision No. 17/QD-HDTV dated 31/3/2022 of the Board of members of the Vietnam Stock Exchange
-       Effective date: 12/10/2023
* Being put under supervision status:
-       Reason: The company was late in submitting Holding and Consolidated FS over 30 days since due date
-       Applicable regulation: Clause g, Point 1, Article 38 Regulation on Listing and Trading securities attached to Decision No. 17/QD-HDTV dated 31/3/2022 of the Board of members of the Vietnam Stock Exchange
-       Effective date: 12/10/2023
* Remaining suspended from trading status:
-       Reason: The company was late in submitting Holding and Consolidated FS over 30 days since due date; The company continues to violate Regulation on Listing and Trading after being put in restriction status
-       Applicable regulation: Clause a and c, Point 1, Article 41 Regulation on Listing and Trading securities attached to Decision No. 17/QD-HDTV dated 31/3/2022 of the Board of members of the Vietnam Stock Exchange.
-       Effective date: 12/10/2023
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