DIC: Notice of stock status

On October 20, 2023, HNX announces the status of DIC Investment and Trading Joint Stock Company's shares (stock code: DIC) as follows:
- DIC shares are under continued trading restriction according to Decision No. 1099/QD-SGDHN dated 20/10/2023 due to the reasons that the company is late to submit the reviewed semi-annual financial statements of 2022, 2023 more than 45 days from the end of the time limit for information disclosure; the company has negative owner’s equity recorded in Audited Financial Statement of 2022; the auditing organization gave disclaimer opinion on Financial Statements 2022 as prescribed at points a, b, c Section 1, Article 34 of the Regulations attached to Decision No.34/QD-HDTV dated 16/11/2022 of the Vietnam Stock Exchange;
- DIC shares are under continued alert according to Decision No. 682/QD-SGDHN dated 07/7/2023 as prescribed at point b, Section 1, Article 33 of the Regulations attached to Decision No.34/QD-HDTV dated 16/11/2022 of the Vietnam Stock Exchange due to the reasons that according to clause 2 Article 139 of Enterprise Law, the company has not organized Annual General Meeting of Shareholders 2023 within the time limit from the end of the fiscal year.