FLC: Notice of stock status

On October 20, 2023, HNX announces the status of FLC Group JSC’s shares (stock code: FLC) as follows: FLC shares are under trading restriction since 20/10/2023 according to Decision No.1101/QD-SGDHN because the company is late in submitting the reviewed Semi-Financial Statements 2023 for over 45 days according to Point b Clause 1 Article 34 of the Regulation attached to Decision No. 34/QD-HDTV dated November 16, 2022 of the Vietnam Stock Exchange. It is only traded on Friday weekly when it is put out of trading suspension
It is put on alert according to Decision 678/QD-SGDHN dated 07/07/2023 because The Company failed to convene the Annual General Meeting 2023 from the end of the fiscal year under Section 2 Article 139 of the Law on Enterprises according to Point b Section 1 Article 33 of the Regulations attached to Decision No. 34/QD-HDTV dated November 16, 2022 by the Board of Members of the Vietnam Stock Exchange
It is put on trading suspension according to Decision No. 390/QD-SGDHN dated 20/04/2023 because The Company is forced into mandatory delisting out of serious violations on information disclosure obligations and other issues that the HNX or State Securities Commission deems necessary for the sake of investors' interest under Point o Section 1 Article 120 of Decree No. 155/2020/ND-CP, it belongs to the cases under Point d Section 1 Article 36 of the Regulations on Registration and Trading management of Unlisted securities as attached to Decision No. 34/QD-HDTV dated 16/11/2022 by the Vietnam Stock Exchange