FLC: Decision on continued trading restriction on UPCoM and Notice of stock status

Decision on continued trading restriction on UPCoM:
Following Decision No. 1136/QD-SGDHN dated 21/10/2024, HNX announces the continued trading restriction of FLC stock as follows:
- Base for consideration: Reviewed Semi-annual Financial Statement 2024;
- Reason for trading restriction: the company is late in submitting the Reviewed Semi-annual Financial Statement of 2024 more than 45 days from the end of the time limit for information disclosure;
- Other reason: The company is late in submitting its audited 2023 financial statements more than 45 days from the end of the time limit for information disclosure; the Company has not convened the Annual General Meeting of Shareholders for the recent 02 consecutive fiscal years in the time limit from the end of fiscal year according to the provisions of Clause 2, Article 139 of the Law on Enterprises
- Trading restriction: be traded on Friday weekly
- Applicable laws: Point b, h Section 1 Article 34 of the Regulations on registration and management of unlisted securities transactions attached to Decision No.34/QD-HDTV dated 16/11/2022 by Vietnam Stock Exchange.
Within 15 days from the date the stock is under continued trading restriction, FLC Group JSC must send a document to the HNX to explain the cause and provide a remedy.
This Decision replaces Decision No. 791/QD-SGDHN dated 09/7/2024.

Notice of stock status:
On 21/10/2024, HNX announces the status of FLC Group JSC’s shares (stock code: FLC) as follows:
- FLC shares are put under trading restriction due to the reason The company is late in submitting the audited 2023 financial statements and the reviewed 2024 semi-annual financial statements more than 45 days from the end of the time limit for information disclosure; the Company has not convened the Annual General Meeting of Shareholders for the recent 02 consecutive fiscal years in the time limit from the end of fiscal year according to the provisions of Clause 2, Article 139 of the Law on Enterprises; in the case of shares restricted from trading as prescribed in Point b, h Clause 1 Article 34 of the Regulations on registration and management of unlisted securities transactions attached to Decision No.34/QD-HDTV dated 16/11/2022 by Vietnam Stock Exchange.
- FLC shares are put under trading suspension according to Decision No. 79/QD-SGDHN dated 24/02/2023 because it is forced to be delisted because of serious breach of information disclosure regulations according to Point o Clause 1 Article 120 of Decree 155/2020/ND-CP dated 31/12/2020 so it belonged to the cases under Point d Clause 1 Article 36 of Regulations on Registration and Management of Transactions of Unlisted Securities.