APS: Decision on stock under continued alert, continued supervision and Notice on stock status

* Decision on stock under continued alert:
Following Decision No. 260/QD-SGDHN dated 01/4/2025, HNX announces the stock under continued alert as follows:
- Issuer: Asia - Pacific Securities Joint Stock Company
- Securities type: Common stock
- Stock code: APS
- Effective date: 04/4/2025
- Reason: Undistributed profit after tax as of December 31, 2024 is negative;
- Basis for review: 2024 financial statements of Asia Pacific Securities Joint Stock Company audited by UHY Auditing and Consulting Company Limited;
- Applicable regulations: Point b, Clause 1, Article 37 of the Regulations on Listing and Trading of Listed Securities issued together with Decision No. 17/QD-HDTV dated March 31, 2022 of the Board of Members of the Vietnam Stock Exchange.
- Within 15 days from the date of this Decision as prescribed in this Decision, the Company shall send a document to the HNX to explain the cause, provide a remedy and disclose information.
- This Decision supersedes Decision No. 222/QD-SGDHN dated 01/4/2024 by the Hanoi Stock Exchange on the stock under alert.
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* Stock under continued supervision:
Pursuant to Decision No. 261/QD-SGDHN dated 01/4/2025, HNX announces the stock is under continued supervision as follows:
- Issuer: Asia - Pacific Securities Joint Stock Company
- Securities type: common stock
- Stock code: APS
- Effective date: 04/4/2025
- Reason: The auditing organization has Qualified opinion for the financial statements 2023 and 2024 and the after-tax profit 2024 is a positive number, however, the undistributed after-tax profit as of December 31, 2024 is a negative number;
- Basis for review: Financial statements for 2023 and 2024 of Asia Pacific Securities Joint Stock Company audited by UHY Auditing and Consulting Company Limited;
- Applicable regulations: Point d, Clause 1, Article 38 and Point b, Clause 4, Article 38 of the Regulations on Listing and Trading of Listed Securities issued together with Decision No. 17/QD-HDTV dated March 31, 2022 of the Board of Members of the Vietnam Stock Exchange.
- Within 15 days from the date of this Decision as prescribed in this Decision, the Company shall send a document to the HNX to explain the cause, provide a remedy and disclose information.
- This Decision supersedes Decision No. 223/QD-SGDHN dated 01/4/2024 by the Hanoi Stock Exchange on the stock under supervision.
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* Notice of stock status:
On 01/4/2025, HNX announced the status of Asia - Pacific Securities Joint Stock Company (stock code: APS) as follows:
- APS shares are under alert according to Decision No. 260/QD-SGDHN dated April 1, 2025 of Hanoi Stock Exchange due to undistributed profit after tax as of December 31, 2024 being negative number;
- APS shares are under supervision according to Decision No. 261/QD-SGDHN dated April 1, 2025 of the Hanoi Stock Exchange by the auditing organization with qualified opinion on the financial statements  2023 and 2024 and the 2024 after-tax profit 2024 is a positive number, however, the undistributed after-tax profit as of December 31, 2024 being negative number.