UEM: ​Result of transaction of connected institution (Vietnam National Coal and Mineral Industries Holding Corporation Limited)

 - Name of issuer: Uong Bi Electric Mechanical Joint Stock Company
- Stock code: UEM
- Securities type: Common stock
- Name of connected institution: Vietnam National Coal and Mineral Industries Holding Corporation Limited
- Name of person discharging managerial responsibility (PDMR)/Director: Mr. Bui Van Tuan
- Position in the listed company: Chair of the Board UEM
- Position in the trading institution: State capital representative
- Number of shares that insiders represent: 862,306 shares (35.37%)
- Number of shares held by person discharging managerial responsibility (PDMR)/Director: 0 shares (0%)
- Name of person discharging managerial responsibility (PDMR)/Director: Mr. Nguyen Minh Tam
- Position in the listed company: Member of the BOD, Manager
- Position in the trading institution: Representative
- Number of shares that insiders represent: 0 shares (0%)
- Number of shares held by person discharging managerial responsibility (PDMR)/Director: 17,488 shares (0.72%)
- Name of person discharging managerial responsibility (PDMR)/Director: Mr. Bui Xuan Tien
- Position in the listed company: Member of the BOD, Deputy Manager
- Position in the trading institution: Representative
- Number of shares that insiders represent: 0 shares (0%)
- Number of shares held by person discharging managerial responsibility (PDMR)/Director: 10,037 shares (0.41%)
- Name of person discharging managerial responsibility (PDMR)/Director: Ms. Nguyen Thi Thanh Huyen
- Position in the listed company: Chief of Supervisory Board
- Position in the trading institution: Representative
- Number of shares that insiders represent: 0 shares (0%)
- Number of shares held by person discharging managerial responsibility (PDMR)/Director: 0 shares (0%)
- Name of person discharging managerial responsibility (PDMR)/Director: Mr. Tran Van Tien
- Position in the listed company: Member of Supervisory Board, Head of Mechanical and Electrical Engineering
- Position in the trading institution: Representative
- Number of shares that insiders represent: 0 shares (0%)
- Number of shares held by person discharging managerial responsibility (PDMR)/Director: 13,194 shares (0.54%)
- Number of shares held by connected person/institution before transaction: 862,306 shares (35.37%)
- Number of shares registered for sale: 862,306 shares (35.37%)
- Number of shares traded: 0 shares (0%)
- Number of shares held by connected person/institution after transaction: 862,306 shares (35.37%)
- Method of transaction: Conducting the normal public auction method through the Hanoi Stock Exchange
- Date of transaction: From 19/03/2025 to 14/04/2025
- Reason for not completing the transaction: By the end of the registration and deposit deadline (3:30 p.m. on 31/3/2025), only 01 investor registered to buy shares of Uong Bi Electric Mechanical Joint Stock Company. According to the provisions of Article 14 of the Regulations on auction of shares of Uong Bi Electric Mechanical Joint Stock Company owned by Vietnam National Coal and Mineral Industries Holding Corporation Limited issued together with Decision No. 128/QD-SGDHN dated March 12, 2025 of the General Director of the Hanoi Stock Exchange, the auction of shares of the company is not eligible to be held.
Therefore, Hanoi Stock Exchange issued Document No. 1392/TB-SGDHN dated April 2, 2025 announcing not to organize the auction of Uong Bi Electric Mechanical Joint Stock Company shares owned by Vietnam National Coal and Mineral Industries Holding Corporation Limited on 08/04/2025