MIM: Decision on continued trading restriction on UPCoM and Notice on stock status

Decision on continued trading restriction on UPCoM

Following Decision No. 619/QD-SGDHN dated 23/05/2025, HNX announces the continued trading restriction of MIM stock as follows:
- Base of review: Audited Financial Statement 2024
- Reason for continued trading restriction: the company was late in submitting Audited Financial Statement 2024 for over 45 days.
- Reason for continued trading restriction: the company was late in submitting Audited financial statement 2023 for over 45 days; the auditor gave disclaimer opinion on the most recent Audited Financial statement;
- Trading restriction: be traded on Friday weekly when it is removed from trading suspension
- Applicable laws: Points  b, c Section 1 Article 33 of the Regulations on Organization and Management of the UPCoM Exchange attached to Decision No.23/QD-HDTV dated April 18, 2025 of the Vietnam Stock Exchange.
Within 15 days from the date the stock is under continued trading restriction as prescribed in Article 1 of this Decision, Mineral And Mechanical Joint Stock Company must send a document to the HNX to explain the cause and provide a remedy.
This decision replaces Decision No.549/QD-SGDHN dated 23/05/2024.

Notice of stock status

On May 23, 2025, HNX announces the status of Mineral and Mechanical JSC’s shares (stock code: MIM) as follows:
- MIM shares are put on alert according to Decision No.728/QD-SGDHN dated 09/07/2024 due to the reason(s) the company did not organize Annual General Meeting of Shareholders when the fiscal year ends according to Clause 2, Article 139 of the Enterprise Law as prescribed at Point b Section 1 Article 33 of the Regulations attached to Decision No.34/QD-HDTV dated November 16, 2022 of the Vietnam Stock Exchange.
- MIM shares are put under trading restriction according to Decision No.619/QD-SGDHN dated 23/05/2025 because the company was late in submitting Audited financial statements 2023, 2024 for over 45 days; it is mandatory delisted because the auditor gave a disclaimer opinion on financial statement 2023 as prescribed in Points b, c Section 1 Article 33 of the Regulations attached to Decision No.23/QD-HDTV dated April 18, 2025 of the Vietnam Stock Exchange. Trading restriction: be traded on Friday weekly when it is removed from trading suspension.
- MIM shares are put under trading suspension according to Decision No.63/QD-SGDHN dated 05/02/2024 because the company was mandatory delisted because it caused a serious violation of the information disclosure obligation accoriding to Point O Section 1 Article 120 of the Decree No.155/2020/ND-CP as prescribed in Point d Section 1 Article 36 of the Regulations attached to Decision No.34/QD-HDTV dated November 16, 2022 of the Vietnam Stock Exchange.