HDO: Decision on continued trading restriction on UPCoM and Notice of stock status

Decision on continued trading restriction on UPCoM
Pursuant to Decision No. 820/QD-SGDHN dated 10/7/2025, HNX announces the continued trading restriction of HDO stock as follows:
- Base of review: Annual General Meeting of Shareholders 2025;
- Reason: The Company has not held the Annual General Meeting of Shareholders in the last 2 fiscal years within the maximum period from the end of the fiscal year as prescribed in Clause 2, Article 139 of the Law on Enterprises.
- Another reason: the audit organization has disclaimer of opinion on Financial Statement 2019; the Company is late in submitting the reviewed semi-annual financial statements 2020, 2021, 2022, 2023 and 2024 more than 45 days from the deadline for information disclosure as prescribed; the Company has negative owner equity recorded in audited financial statement 2019;
- Trading restriction: be traded on Friday weekly from the day the shares are put out of trading suspension;
- Applicable law(s): Points h, a, b, c Section 1 Article 33 of the Regulations on registration and management of transactions of unlisted securities promulgated together with Decision No. 23/QD-HDTV dated 18/4/2025 by the Vietnam Exchange.
Within 15 days from the date the stock is under continued trading restriction as prescribed in this Decision, Hung Dao Container JSC shall send a document to the HNX to explain the cause and provide a remedy. This Decision supersedes Decision No. 1050/QD-SGDHN dated 04/10/2024.
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Notice of stock status
On 10/7/2025, HNX announces the status of shares of Hung Dao Container JSC (stock code: HDO) as follows:
- HDO shares are under trading restriction following the Decision No. 820/QD-SGDHN dated 10/7/2025 due to the reasons that the company did not hold an annual general meeting of shareholders in the last 2 fiscal years; the auditor gave a disclaimer opinion on the Financial Statement 2019; the company is late in submitting the reviewed semi-annual financial statements 2020, 2021, 2022, 2023, 2024 more than 45 days from the deadline; Companies with negative equity in financial statements 2019 at Points a, b, c, h Clause 1 Article 34 of the Regulations on registration and management of unlisted securities transactions attached to Decision No. 23/QD-HDTV dated 18/4/2025 by Vietnam Exchange;
- HDO shares remains under trading suspension following the Decision No. 585/QD-SGDHN dated 23/05/2025 due to the reason that The Hung Dao Container JSC is does not take measures to remedy the causes leading to the stock being put on alert or put under trading restriction (The registered organization continues to delay submitting the audited Financial Statement 2024 more than 45 days from the end of the deadline for information disclosure as prescribed) as prescribed in Point e, Clause 1 Article 35 of the Regulation attached to Decision No. 23/QD-HDTV dated 18/04/2025 of the Vietnam Exchange.