KLF: Decision on continued trading restriction on UPCoM and Notice of stock status

Decision on continued trading restriction on UPCoM
Following Decision No. 814/QD-SGDHN dated July 10, 2025, HNX announces the following KLF stock will be put under continued trading restriction as follow:
- Base for consideration: Annual General Meeting of Shareholders 2025;
- Reason: The Company has not held the Annual General Meeting of Shareholders in the last 2 fiscal years within the maximum period from the end of the fiscal year as prescribed in Clause 2, Article 139 of the Law on Enterprises;
- Another reason: the Company is late in submitting the audited financial statement 2023, 2024; reviewed semi-annual financial statement 2024 more than 45 days from the deadline for information disclosure as prescribed;
- Trading restriction: be traded on Friday weekly from the day the shares are put out of trading suspension;
- Applicable law(s): Points h, b Section 1 Article 33 of the Regulations on registration and management of transactions of unlisted securities promulgated together with Decision No. 23/QD-HDTV dated 18/4/2025 by the Vietnam Exchange.
Within 15 days from the date the stock is put under trading restriction, CFS Investment and Export Import Trading Joint Stock Company shall send a document to the HNX to explain the cause and provide a remedy.
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Notice of stock status
On July 10, 2025, HNX announces the status of CFS Investment and Export Import Trading Joint Stock Company’s shares (stock code: KLF) as follows:
- KLF stock is under trading restriction according to Decision No. 814/QD-SGDHN dated July 10, 2025 due to the reasons that the Company has not held the Annual General Meeting of Shareholders in the last 2 fiscal years within the maximum period from the end of the fiscal year as prescribed in Clause 2, Article 139 of the Law on Enterprises; the Company is late in submitting the Audited Financial Statement 2023, 2024 and Reviewed Semi-annual Financial Statements 2024 for more than 45 days from the deadline of information disclosure under Point b Section 1 Article 33 of the Regulations on registration and management of transactions of unlisted securities promulgated together with Decision No. 23/QD-HDTV dated 18/4/2025 by the Vietnam Exchange; trading restriction: be traded on Friday weekly from the day that it is removed from trading suspension;
- KLF stock is under trading suspension under Decision No. 66/QD-SGDHN dated February 05, 2024 as the Company was forced into delisting because of serious violations on information disclosure under Point dd Section 1 Article 36 of the Regulations attached to Decision No. 34/QD-HDTV dated November 16, 2022 by the Vietnam Exchange.