GAB: Decision on continued trading restriction and Notice of stock status

Decision on continued trading restriction 
Following Decision No. 823/QD-SGDHN dated July 10, 2025, HNX announces the continued trading restriction of GAB stock as follows:
- Base for consideration: Annual General Meeting of Shareholders 2025;
- Reason: The company has not held the Annual General Meeting of Shareholders in the last 2 fiscal years within the maximum period from the end of the fiscal year as prescribed in Clause 2, Article 139 of the Law on Enterprises;
- Another reason: the Company is late in submitting the audited financial statement 2023, 2024; reviewed semi-annual financial statement 2023, 2024 more than 45 days from the deadline for information disclosure as prescribed;
- Trading time: be traded on Friday weekly from the day the shares are put out of trading suspension;
- Applicable law(s): Points h, b Clause 1 Article 33 of the Regulation attached to Decision No. 23/QD-HDTV dated 18/04/2025 of the Vietnam Exchange.
Within 15 days from the date the stock is under trading restriction as prescribed in this Decision, FLC Mining Investment & Asset Management Joint Stock Company must send a document to the HNX to explain the cause and provide a remedy.
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Notice of stock status
On July 10, 2025, HNX announces the status of FLC Mining Investment & Asset Management Joint Stock Company’s shares (stock code: GAB) as follows:
- GAB shares are under trading restriction according to Decision No. 823/QD-SGDHN dated July 10, 2025 due to the reasons that the company has not held the Annual General Meeting of Shareholders in the last 2 fiscal years within the maximum period from the end of the fiscal year as prescribed in Clause 2, Article 139 of the Law on Enterprises; the company is late in submitting the reviewed Semi-Financial Statements 2023, 2024 as well as Audited Financial Statements 2023, 2024 for more than 45 days from the deadline of information disclosure according to the regulations according to Points h, b Clause 1 Article 33 of the Regulations attached to Decision No. 23/QD-HDTV dated 18/4/2025 of the Vietnam Exchange. The stock is only traded on Friday every week from the day it is put out of trading suspension;
- GAB shares are put under trading suspension according to Decision No. 754/QD-SGDHN dated 12/07/2023 because it is forced to be delisted because of serious breach of information disclosure regulations according to Point o Clause 1 Article 120 of Decree 155/2020/ND-CP dated 31/12/2020 so it belonged to the cases under Point d Clause 1 Article 36 of Regulations on Registration and Management of Transactions of Unlisted Securities.