HU3: Decision on the stock remaining on alert and Notice on stock status

Decision on the stock remaining on alert
Following Decision No. 1127/QD-SGDHN dated 18/09/2025, HNX announces the following stock remains on alert as follow:
- Issuer: HUD3 Investment and Construction JSC
- Stock code: HU3
- Securities type: common stock
- Base of review: Document No. 96/CV-HU3 dated 16/09/2025 and Resolution of the 2025 Annual General Meeting of Shareholders No. 01/NQ-DHCD dated 05/09/2025
- Reason: The company held its 2024 annual general meeting of shareholders but has not yet resolved other warning reasons  
- Another reason: The HUD3 Investment and Construction JSC has an annual financial statement given a qualified opinion by an audit organization for 03 consecutive years or more.
- Applicable law(s): Point b Clause 4 and Point a Clause 1 Article 32 of the Regulation attached to Decision No. 23/QD-HDTV dated 18/04/2025 of the Vietnam Exchange.
Within 15 days from the date the stock remains on alert as prescribed in this Decision HUD3 Investment and Construction JSC must send a document to the HNX to explain the cause and provide a remedy.
This Decision replaces Decision No. 868/GD-SGDHN dated 10/07/2025

Notice of stock status
On 18/09/2025, HNX announces the status of shares of HUD3 Investment and Construction JSC (HU3) as follows:
- HU3 shares remains on alert following the Decision No. 1127/QD-SGDHN dated 18/09/2025 due to the reason that the audit organization gave a qualified opinion on Audited Financial Statements on 03 consecutive years as prescribed in Point a, Clause 1 Article 32 of the Regulation attached to Decision No. 23/QD-HDTV dated 18/04/2025 of the Vietnam Exchange.