ABW: Report on results of transaction in fund certificates of affiliated person of interal person

- Information on organisation conducting the transaction:
+ Name of organisation: An Binh Securities Joint Stock Company
+ Relationship with the fund management company: Related person of ABFM insider, member of FUEABVND fund managed by ABFM
+ position at the fund management conpany on the registration date (if any): no
- Information of internal person of public fund who is the affiliated person of organisation executing the transaction:
+ Name of internal person: Le Viet Ha
+ Position on the fund management company on the date when the organisation mentioned in item 1 registers for the transaction: General Manager of ABFM
+ Current position in the fund management company: General Manager of ABFM
+ Relationship of organisation executing transaction with internal person: Member of the Board of ABFM
+ Number, ownership percentage of fund certificates held by the internal person: 0
- Securities code: FUEABVND
- Number, ownership percentage of fund certificates held before the transaction: 138,052 fund certificates (1.7987%)
- Number of certificates registered to purchase/sell:
+ Type of transaction registered: sell fund certificates and convert to fund certificates into convert structured securities
+ Number of fund certificates registered for trading: Swap structured securities to 100,000 fund certificates and sell 38,502 fund certificates
- Number of fund certificates being traded:
+ Type of transaction executed: convert to fund certificates into convert structured securities
+ Number of fund certificates traded: 100,000 fund certificates
- The value of executed transaction: VND1,000,000,000
- Number, ownership percentage of fund certificates after the transaction of the executor and affiliated person: 38,502 fund certificates (0.5%)
- Method of transaction: convert to fund certificates into convert structured securities
- Reason for not completing the transaction: due to market conditions
- Trading time: 04/12/2025