CAD: Decision on continued trading restriction and Notice on stock status

Decision on continued trading restriction: 
Following Decision No.679/QD-SGDHN dated May 27, 2026, HNX announces the following stock remains under trading restriction as follow:
- Issuer: CADOVIMEX Seafood Import-Export and Processing JSC
- Securities type: Common stock
- Stock code: CAD
- Basis for consideration:
+The audited financial statements for 2025;
+ The registered trading organization (RTO) disclosed the Resolution of the 2025 Annual General Meeting of Shareholders to the Hanoi Stock Exchange.
- The registered trading organization disclosed the Resolution of the 2025 Annual General Meeting of Shareholders to the Hanoi Stock Exchange.
- Reason for maintaining trading restrictions: The registered trading organization submitted its audited financial statements for 2025 more than 45 days after the prescribed disclosure deadline.
- Other reasons for trading restrictions:
The registered trading organization submitted its reviewed semi-annual financial statements for 2025 more than 45 days after the prescribed disclosure deadline;
The auditing firm issued a disclaimer of opinion on the 2024 financial statements;
The registered trading organization had negative shareholders’ equity in the 2024 financial statements.
- Trading time restriction: The shares are only allowed to be traded on Fridays every week.
- Applicable regulation: Point a,b and Point c, Clause 1, Article 34 of the Regulation on Registration and Management of Trading of Unlisted Securities issued together with Decision No. 23/QD-HDTV dated March 18, 2026 of the Members’ Council of the Vietnam Exchange.
- Within 15 days from the date the shares are placed under trading restrictions pursuant to Article 1 of this Decision, Cadovimex Seafood Import-Export and Processing Joint Stock Company must submit to the Hanoi Stock Exchange a written explanation of the reasons and provide a remediation plan.
- This Decision replaces Decision No. 1195/QD-SGDHN dated October 3, 2025 of the Hanoi Stock Exchange regarding the maintenance of trading restrictions on CAD shares.
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Notice on stock status: 
HNX announces the status of CAD shares as follows: 
Subject to trading restrictions under Decision No. 679/QD-SGDHN dated May 27, 2026 because the registered trading organization (RTO) submitted its 2025 audited financial statements and 2025 reviewed semi-annual financial statements more than 45 days after the prescribed disclosure deadline; the auditing firm issued a disclaimer of opinion on the 2024 financial statements; and the RTO had negative shareholders’ equity in the 2024 financial statements. This falls under the case where shares are subject to trading restrictions pursuant to Point a, Point b, and Point c, Clause 1, Article 34 of the Regulation on Registration and Management of Trading of Unlisted Securities issued together with Decision No. 23/QD-HDTV dated March 18, 2026 of the Members’ Council of the Vietnam Exchange.