AAS: Notice of record date for Dividend payment by share, Share issue to outstanding shareholders

1. Issuer: SmartInvest Securities Joint Stock Company
2. Stock code: AAS
3. Par value: VND10,000/share
4. Record date: 28/06/2023
5. Ex-date: 27/06/2023
6. Reason:
     * Dividend payment by share:
          - Exercise rate: 50% (shareholders receive 50 new shares for every 100 shares they own)
          - Rounding method, handling of shares representing less than one unit: Number of shares received will be rounded down to units digit. Decimal (if any) will be cancelled
           - Exercise place:
               + For undeposited shares: SmartInvest Securities Joint Stock Company on working days. Securities certificate and Identification Card (original copy) are required. 
               + For deposited shares: securities companies where shares of shareholders have been deposited
     * Share issue to outstanding shareholders:
          - Number of shares to be issued: 80,000,000
          - Exercise rate: 1:1 (01 share – 01 voting rights; shareholder holding 01 voting rights is entitled to receive 01 new shares)
          - Issue price: VND 10,000/share
            - The number of odd shares arising and the number of shares that the existing shareholders can buy but refuses to buy by the Board of Directors to offer to other subjects are restricted to transfer within 01 year from the date of completion offer for sale.
      - Times for transfer of share purchase rights: The right to purchase is transferred once. The transferee is not allowed to transfer it to a third party.
          - Stock type: free transfer
          - Time for transfer of purchase rights:
               + Start date: 06/07/2023
               + End date: 25/07/2023
          - Time for registration:
               + Start date: 06/07/2023
               + End date: 07/08/2023
          - Exercise Place:
               + For undeposited shares: SmartInvest Securities Joint Stock Company
               + For deposited shares: securities companies where shares of shareholders have been deposited
- Blocked account:
               + Account name: Headquarters of SmartInvest Securities Joint Stock Company
               + Bank name: Vietnam Bank for Industry and Trade (Vietinbank) – Dong Da Branch
               + Account number: 144001536760.